The AGCO’s Legal Services Division provides legal advice on licensee and registrant compliance within the regulatory framework and represents the Registrar at hearings of appeals before the Licence Appeal Tribunal (LAT), the Horse Racing Appeal Panel (HRAP) and the Divisional Court and the Court of Appeal.

Table 21—Notices of Proposal (NOPs) and Orders of Monetary Penalty (OMPs)—Alcohol

 

2020–21

2021–22

NOPs

• Applications (new, change, transfer)

• Disciplinary (suspend and/or add conditions, revoke)

• Premises closed (revoke licence)

• Other

61

61

Orders of Monetary Penalty

9

21

Table 22—Alcohol-related settlements without a hearing

 

2020–21

2021–22

Number of settlements agreed to without a hearing (NOPs and OMPs)

11

16

Table 23—Notices of Proposed Order (NOPOs) or immediate suspensions—Horse racing

 

2020–21

2021–22

Notice of Proposed Order

to suspend, revoke or immediately suspend a licence

3

5

Table 24—Gaming-related settlements without a hearing

 

2020–21

2021–22

Gaming-related settlements without a hearing

0

2